Information and records management pdf

Secretary of state, archives division california records and information management program calrim state records appraisal program srap authors. It connects to functions such as management of personal information for compliance with the data protection act, information security, and information assurance. The seven attributes of an effective records management. Both sites contain thorough background on key records management topics and concepts, answers to frequently asked questions, and. Elements of a records management program lorman education. Records and information management professionals are instrumental in. These elements are developed into flowcharts in section 3. This includes identifying, classifying, storing, securing, retrieving, tracking and. Adrm assistant departmental records manager bd bureau and department ccgo central cyber government office cm content management drm departmental records manager edms electronic document management system eim electronic information management erks electronic recordkeeping system erm electronic records management fr of an erks functional requirements of an electronic.

Records management rm, also known as records and information management rim, is an organizational function responsible for the creation and maintenance of a system to deal with records throughout a companys lifecycle. Business functions, riminformation governance practices, risk management, communications and marketing, information technology, and leadership. Records management by judith readsmith, managing the crowd. Records management and document management information.

Guidelines 1 scope this part of iso 15489 is an implementation guide to iso 154891 for use by record management professionals and those charged with managing records in their organizations. Information management guide to recordkeeping in the army. Records management, also known as records and information management, is an organizational function devoted to the management of information in an organization throughout its life cycle, from the time of creation or inscription to its eventual disposition. Rim must be planned by management and linked to business requirements. This manual provides guidelines and procedures for the proper administration of. Recordkeeping requirements are linked to business requirements records and information management rim is a corporate activity designed to ensure the systematic creation, maintenance, usability and. A records management program outlines the when what and where of records maintenance, and specifies processes and procedures for the transfer and disposition. The department of the navy don records management rm program establishes policies and procedures for life cycle management creation, maintenance, use, and disposition of don records. There are several steps in the process to transfer the management of hardcopy records to the information and records. It provides one methodology that will facilitate the. Records provide information for planning and decision making, form the foundation for government accountability, and are often subject to specific legal. A procedures manual could form the basis for the archival institutions own procedures manual. Principles and concept of the army records information management system 18, page 2 the army records information management system software application 19, page 6 office records lists 110, page 6 maintaining records for multiple organizations 111, page 7 maintaining records in libraries 112, page 7.

Principles and concept of the army records information management system 18, page 2 the army records information management system software application 19, page 6 office records lists 110, page 6 maintaining records for multiple organizations. May 25, 2010 records management, 9e is a comprehensive introduction to the complex field of records management. As the number of laws and severity of punishment governing records management continues to increase, it becomes even more paramount that organizations follow best practices for proper records management. It is designed to help departments and agencies understand their records management responsibilities and meet their obligations under the archives and.

An inventory consists of a complete listing of records by record series, together with descriptions and supporting information. Information management the army records information management system arims army regulation 254002 effective 2 november 2007 history. Management officer listing the records maintained by lackland isd, their retention periods, and other records disposition information that the. If you are an attorney or paralegal, it governance specialist or in any role that involves record keeping, this is the certificate for you. Recordkeeping requirements are linked to business requirements records and information management rim is a corporate activity designed to ensure the systematic creation, maintenance, usability and sustainability of records needed for business operations. Electronic health record ehr and other electronic health information systems can provide options that might enhance hcp records management. Records management handbook digital asset management for. Information that will need to be kept secure includes. Records provide information for planning and decision making, form the foundation for government accountability, and are often subject to specific legal requirements. What does destruction of records in a timely manner mean. Sep 10, 20 the following is excerpted and updated from developing and operating a recordsretention program arma 1986 and electronic records retention. Records and information management core competencies, 2nd. Information and documentation records management part 2.

Electronic health records and electronic information systems. T h e p o r t i o n s a f f e c t e d b y t h i s r a p i d a c t i o n r e v i s i o n a r e l i s t e d i n t h e summary of change. Records management and document management information document management is a broad subject we wanted to devote an entire section that explains some of the higherlevel concepts related to record storage, legal implications of records storage, and some additional resources you can use to understand rim better. Ehrs can automatically generate alerts, such as those about the need for postexposure followup, immunizations, or other services. In general, new federal employees and contractors will receive records management information and requirements during the onboarding.

Arma international offers an online certificate for entrylevel information management professionals. Wrexham county borough council information management strategy 2016 2019 5 version 2. Records management system rms is the management of records for an organization throughout the recordslife cycle. Records management issued by the lord chancellor under section 46 of the freedom of information act 2000. The complexity and volume of information we use and need is increasing. A compliant records management program is necessary for organizations to proactively and progressively manage all data, media and information. We recommend that you begin by reading the electronic records management strategy guidelines for a. Jan 12, 2016 at the heart of this struggle are the records and information management rim professionals, who experienced a rapid metamorphosis of their roles as data volumes expanded and paper dwindled. Basics of records management handbook in this day of rapidly advancing technology and abundant information, records management is one of the key tools in assisting government agencies to answer these questions and to function effectively in the information age. The activities in this management include the systematic and efficient control of the creation, maintenance, and destruction of the records along with the business transactions associated with them. Records and information management rim is a corporate activity designed to ensure the systematic creation, maintenance, usability and sustainability of records needed for business operations. All the elements outlined in this part of iso 15489 are recommended to ensure that adequate records are created. This applies to information throughout your organization stored onsite, offsite, or in the cloud. A record can be tangible, such as paper and microfilm, or simply consist of digital information stored.

Information relating to teaching and research, particularly prior to publication information relating to the schools commercial interests. This directive also authorizes the issuance of a records and information management manual records manual, for principal office records liaison officers rlos and a records management handbook for all employees which includes processes and procedures for specific categories of records and records management activities. Naras use of public ratings as a spur to agency management, growing recognition of risks entailed in poor information and records management, the requirements and emphasis of the recent open government. Is rim guidance received from oversight agencies such as nara, tailored, w. Electronic records management guidelines introduction section containing questions to spark discussion, and an annotated list of resources to use for more detailed research. Records and information management framework 10 principle 2.

Looking to earn a certificate in records and information management. Records and information risk management should ideally be integrated with the organisations enterprisewide risk management strategies. Understanding the difference between information management and knowledge management jose claudio terra, ph. Records management, 9e is a comprehensive introduction to the complex field of records management. Is rim guidance received from oversight agencies such as nara, tailored, when. Contact judy peck in records management services to see if these records should be part of the records collection she manages. We highly recommend perusing the information and resources available via the dartmouth college records management program website and the university of illinois records and information management services website. Records management, also known as records and information management or rim, is the professional practice of managing the records of an organization throughout their life cycle, from the time they are created to their eventual disposal. Records and information management powerpoint presentation.

Management of health records hcp infection control. This manual provides guidelines and procedures for the proper administration of a records management program. Thorough coverage is provided for filing and maintenance of paper, automated, micro image, and electronic imaging records. Rm is therefore an important common function of bureaux and. Electronic records management guidelines 1 table of contents introduction describes the legal framework guiding the development of an electronic records management strategy, and the purpose of the guidelines. This publication is a rapid action r e v i s i o n. Records managers face increasingly complex information security policies for both digital documents and paper records. Records inventory records holdings must be inventoried before appropriate controls can be instituted. If you are an attorney or paralegal, it governance specialist or in any role that involves record keeping, this is. As a general rule, if the loss or unauthorized access or editing of the information. Managing records effectively is critical to effective, accountable, and efficient operations. Information and documentation records management published by the.

Records management is most successful when these connections are recognised in internal arrangements. General 1 scope this part of iso 15489 provides guidance on managing records1 of originating organizations, public or private, for internal and external clients. Good records management rm not only helps protect records but also enhances an organisations operational efficiency while minimising costs. Nonrecords include reference information useful data but with no. Document control and records management process description. Chapter 9 records management revised april 18, 2006 what is the purpose of records management. Improve your records and information management with information governance.

Rm includes everything from the creation of a record to its disposal. Earn a records management certificate with arma internationals essentials of rim certificate, designed for entrylevel information management professionals and other individuals whose jobs involve records, such as attorneys, paralegals, it specialists, and administrators. Records and information management selfevaluation guide. Information and documentation records management part 1. Managing records to manage information risks accountability. This records management handbook supplements the information in sam and the practical guidelines posted on the california records and information programs calrim website. Alphabetic filing rules are included, along with methods of storing and retrieving alphabetic, subject, numeric, and geographic records. Handbook on records management practices and guidelines. Records and information management core competencies, 2nd ed. Records management is an administrative function that maintains an organizations records.

Basics of records management florida department of state. Handbook on records management practices and guidelines for. The benefits of an effective records and information management program are many. Without adequate records, your organisation may have difficulty providing evidence of its actions and decisions. Records management system rms is the management of records for an organization throughout the records life cycle. Records and information management rim professionals at all stages of their career can use records and information management core competencies, 2nd ed. Document management is a broad subject we wanted to devote an entire section that explains some of the higherlevel concepts related to record storage, legal implications of records storage, and some additional resources you can use. To implement a costeffective departmentwide program that provides for adequate and proper documentation of department of energy activities, proper records disposition, and promotes economy and efficiency in the program. Basics of records management florida state capitol. Information and records are key strategic assets at the core of public sector business and government accountability. Information management the army records information. Records and information management selfevaluation guide national archives and records administration office of the chief records officer page 6 of 20 2. Records are recorded information that are a vital information or knowledge resource for your. This directive should be considered in context with other ed information resource management irm policies.

Compliance with legal retention requirements, faster retrieval of information. The seven attributes of an effective records management program. Records are a basic tool of government administration. Records and information management document storage and.

It includes the management of records through retention policies, classification, storage, preservation and destruction. This section describes the basic process elements for document control and records management. Requirements for records management compliance by doe contractors is set forth in the contractor. The following is excerpted and updated from developing and operating a recordsretention program arma 1986 and electronic records retention. Understanding the difference between information management. Good records management practices government records service. This part of iso 15489 describes concepts and principles relating to the following. Legal changes a decade ago prompted a whackamole approach to information management, segregating data into separate systems, depending on need. The activities in this management include the systematic and efficient control of the creation, maintenance, and destruction of the records along.

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